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Theory and Modern Applications

On buried points and phase transition points in the Julia sets concerning renormalization transformation

Abstract

Considering a family of rational maps T n λ concerning renormalization transformation, we give a perfect description of buried points and phase transition points in the Julia set J( T n λ ). Furthermore, we prove that J( T n λ ) contains an open interval where all points are buried points for some parameters n and λ, which is according to the problem that Curry and Mayer proposed.

MSC:37F10, 37F45.

1 Introduction

It is well known that the Julia set of a rational map is often a fractal. We say that a point in the Julia set is a buried point if it does not lie in the boundary of any Fatou component. If all points in some connected component of the Julia set are buried points, we say this component is called a buried component. Since McMullen [1] gave an example of a rational function with so-called buried points and buried components in its Julia set, much interest has been devoted to investigation of the geometrical and topological properties of buried points and buried components [27]. In fact, the existence of buried points and buried components shows that the Julia set has very complex topological properties. In this paper, we investigate the properties of buried points of the family of rational maps T n λ concerning renormalization transformation, where

T n λ (z)= ( z 2 + λ 1 2 z + λ 2 ) n
(1)

with two parameters nN (n>1) and λR. This physical model can be derived from the limit distribution of zeroes of the partition function in the famous Yang-Lee theory [811]. In fact, some interesting relationships among the phase transitions, the critical exponents, the critical amplitudes and the shape of the Julia sets were found in [12]. After this, many works have been devoted to the Julia sets of the renormalization transformation [1317].

In order to introduce our results, for any given natural number n>1, we define the following constants:

β n =2+ max 2 t 0 t 2 n 2 t n + 1 + 1 t 1 .

In [14], Qiao proved that β n (1,2) when n is an even number and β n (2,3) when n is an odd number. Moreover, he also proved that the equation ( t 1 ) 2 n 1 2 ( t 1 ) n t+3=0 has one unique real solution γ n (2,3] when n is an even number. Furthermore, in this paper we prove the following.

Theorem 1 Suppose that T n λ is defined as (1), we have

  1. (1)

    if n is an even number, then J( T n λ ) contains buried points if and only if λ( β n , γ n );

  2. (2)

    if n=3, then J( T n λ ) contains buried points if and only if λ[3 2 , β n ];

  3. (3)

    if n>3, then J( T n λ ) contains buried points if and only if λ[ λ α , β n ], where λ α (1,2) is an absolute constant.

In [7], Curry and Mayer proposed some questions about buried points. One of these questions is the following:

Is there the set of buried points whose components are not either points, circles, or the irrational points of the Sierpinski curve?

In this paper, considering the Julia sets J( T n λ ), we prove that the set of buried points may contain an open interval of the real axis . In fact, we have the following.

Theorem 2 Suppose that n>3 is an odd number, then there exists λ(1,2) such that J( T n λ ) contains an open interval in which all points are buried points (see Figure 1).

Figure 1
figure 1

The Julia set J( T 5 λ ) for λ=1.824. The white region in the real axis of this figure is indeed a buried open interval.

For this physical model, it is well known that there is a specific physical significance about the intersection points between the Julia set J( T n λ ) and the positive real axis R + when λ is a positive integer. In fact, these intersection points are the locations of phase transitions of this model. A natural problem is how to distribute on R + the locations of phase transitions? In the following we will show that the number of this kind of intersection points may be 1, 2, 3, or ∞. Denote by #(J( T λ ) R + ) the number of the intersection points of J( T λ ) and R + . Then we have the following.

Theorem 3 If λ is a positive integer, then

  1. (1)

    #(J( T n λ ) R + )= for any even number n2 and λ=1 (see Figure 2);

  2. (2)

    #(J( T n λ ) R + )=3 for any odd number n3 and λ=1 (see the left figure in Figure 3);

  3. (3)

    #(J( T n λ ) R + )=2 for any positive n2 and λ[2,2+ 1 2 n 1 1 ) (see the immediate figure in Figure 3);

  4. (4)

    #(J( T n λ ) R + )=1 for any positive n2 and λ[2+ 1 2 n 1 1 ,+) (see the right figure in Figure 3).

Figure 2
figure 2

The Julia set of J( T 41 ) and its enlargement of one location of phase transitions with 192 times.

Figure 3
figure 3

The Julia set of J( T 31 ) , J( T 42 ) and J( T 35 ) .

2 Some notations and preliminary results

Let f be a rational map with degree d2 from a complex sphere C ¯ to itself. The notation f k means the k th iteration of f. A point z is called a critical point if f (z)=0. A point z is called a periodic point if f k (z)=z for some k1, the minimal of such k is called the period of z. For a periodic point z 0 with periodic k, the multiplier of z 0 is defined as ( f k ) ( z 0 ). The periodic point z 0 is either attracting, indifferent, or repelling according to | ( f k ) ( z 0 )|<1, | ( f k ) ( z 0 )|=1, or | ( f k ) ( z 0 )|>1. The Julia set, denoted by J(f), is the closure of repelling periodic points. Its complement is called the Fatou set, denoted by F(f). A component D of F(f) is called completely invariant if f(D)= f 1 (D)=D. Moreover, if D is a completely invariant component, then J(f)=D. Let P(f) be the post-critical set of f, i.e., the closure of the forward orbits of critical points. It plays a crucial rule in the study of complex dynamics. For the classical results in complex dynamics, see [18, 19] and [20].

In order to prove our theorems, we need the following lemmas.

Lemma 1 ([5, 6])

Let f be a rational map f with degf2 and J(f) connected and locally connected, then J(f) contains buried points if and only if f 2 has no completely invariant Fatou component.

Lemma 2 ([17])

If J( T n λ ) is connected, then it is locally connected.

Lemma 3 ([17])

If n3 is an odd integer, then T n λ has only four real fixed points q 1 , q 2 ,1, q 3 ( q 1 < q 2 0, q 3 >1) for λ[1,2).

Lemma 4 ([17])

Suppose that q 2 is the fixed point stated in Lemma  3. If n=3 and λ(1,2), then q 2 is an attracting fixed point. If n>3 is an odd integer, then there exist two numbers λ α and λ β ( λ α < λ β ) in (1,2) such that

  1. (1)

    q 2 is an attracting fixed point for λ(1, λ α )( λ β ,2);

  2. (2)

    q 2 is a parabolic fixed point and T n λ ( q 2 )=1 for λ= λ α or λ= λ β ;

  3. (3)

    q 2 is a repelling fixed point for λ( λ α , λ β ).

Lemma 5 ([14] and [15])

  1. (1)

    If n2 is an even integer, then T n λ 2 contains a completely invariant Fatou component if and only if λ(, β n ]( γ n ,+). Furthermore, J( T n λ ) is connected for λ( β n , γ n ).

  2. (2)

    If n>1 is an odd integer, then T n λ 2 contains a completely invariant Fatou component for λ(,1]( β n ,+). Furthermore, T n λ 2 contains at most three Fatou periodic (not completely invariant) cycles for λ[2, β n ].

3 Proof of Theorem 1

For λ0, by (1), we have

T n λ (z)= 2 n ( z 1 ) ( z + λ 1 ) ( z 2 + λ 1 ) n 1 ( 2 z + λ 2 ) n + 1 .
(2)

So T n λ has only four critical values 1, ∞, 0 and T n λ (λ+1)= ( λ + 1 ) n .

By Lemma 1, Lemma 2 and Lemma 5, it is easy to see that J( T n λ ) contains buried points if and only if λ( β n , γ n ) for even integer n. Similarly, if n>1 is an odd number, J( T n λ ) contains no buried point for λ(,1]( β n ,+), J( T n λ ) contains buried points for λ[2, β n ]. Hence we need only to investigate the case that n>1 is an odd integer and λ(1,2).

Obviously, 1 and ∞ are two super-attracting fixed points of T n λ for λ(1, β n ]. In the following we denote by A λ (1) and A λ () two Fatou components of T n λ that contain 1 and ∞, respectively. It is easy to see that T n λ (x) is monotone increasing from q 1 to ( λ 1 ) n on ( q 1 ,1λ) and monotone decreasing from ( λ 1 ) n to −∞ on (1λ, λ 2 +1), then q 2 < T n λ (1λ)= ( λ 1 ) n . It follows that there exists a unique point q 1 (1λ, λ 2 +1) such that T n λ (x)> q 1 for x( q 1 , q 1 ) and T n λ (x)< q 1 for x( q 1 , λ 2 +1). By a similar discussion, there exists a unique point q 3 ( λ 2 +1,1) such that T n λ (x)> q 3 for x( λ 2 +1, q 3 ) and T n λ (x)< q 1 for x( q 1 , λ 2 +1). Hence we get

1λ< q 2 < ( 1 λ ) 2 < q 1 <1 1 2 λ< q 3 <1< q 3 .

Furthermore,

[, q 1 )( q 3 ,] A λ (), ( q 3 , q 3 ) A λ (1), ( q 1 , q 3 ) D ( λ 2 + 1 )
(3)

and

T n λ ( [ q 1 , q 1 ] ) = [ q 1 , ( 1 λ ) n ] [ q 1 , q 1 ] ,
(4)

where D( λ 2 +1) is the preimage of A λ () containing λ 2 +1. The fixed points q 1 and q 3 are repelled. Below we prove

q 1 >0,=0,<0λ ( 1 , 2 1 1 + 2 n 1 ) ,=2 1 1 + 2 n 1 , ( 2 1 1 + 2 n 1 , 2 ) ,
(5)

respectively.

In fact, set x= λ 1 2 λ , then

T n λ 2 (0)= T n λ (0) ( x 2 n 1 + 1 x + 1 2 x n + 1 x + 1 ) n .
(6)

It can be verified that

x 2 n 1 + 1 x + 1 2 x n + 1 x + 1 >1,=1, or <1

is equivalent to x> 2 n 1 , = 2 n 1 , or < 2 n 1 , respectively. We get (5) since T n λ (0)<0.

  1. (I)

    If n=3 and λ(1,2 1 2 n 1 + 1 ). It is easy to verify that ( q 1 , q 1 ) A λ ( q 2 ) since T 3 λ (x)>x for x( q 1 , q 2 ). Hence 0 A λ ( q 2 ). Next we define

    Γ(λ)= { z : | z + λ 2 1 | = λ 2 } {z:Re z 0 }.

It follows that

T 3 λ ( Γ ( λ ) ) = [ ( λ 1 ) n , 0 ] ( q 1 , q 1 ) A λ ( q 2 ).

Note that 1λΓ(λ)( q 1 , q 1 ), then Γ(λ) A λ ( q 2 ). Since T 3 λ 1 (0)=± λ 1 iΓ(λ), then A λ ( q 2 ) is completely invariant. This implies that J( T 3 λ )= A λ ( q 2 ) and thus J( T 3 λ ) contains no buried point.

If n=3 and λ[2 1 2 n 1 + 1 ,2). By (3) and (5), it is easy to see that A λ ( q 2 ) contains only one critical point z=1λ and deg( T n λ | A λ ( q 2 ) )=2. Hence A λ ( q 2 ) cannot be completely invariant since deg( T n λ )=5. Note that A λ (1) and A λ () are also not completely invariant, then J( T 3 λ ) must contain buried points by Lemma 1.

  1. (II)

    If n5. Let λ α and λ β be two numbers stated in Lemma 4. Below we prove

    λ α <2 1 2 n 1 + 1
    (7)

and

λ β >2 1 2 n 1 + 1 .
(8)

By the proof of Proposition 3 in [17], we know that q 2 is attracting, parabolic, or repelling according to

(2n+1) t 2 n 2n t 2 n 1 2n t n + 1 +2(n1) t n +1>0,=0, or <0,

respectively, where t= x n (1,0) and T n λ (x)=x. Set

P n (t)=(2n+1) t 2 n 2n t 2 n 1 2n t n + 1 +2(n1) t n +1.

Take t 0 n = 1 2 ( n 1 ) , it is easy to see that t 0 t 0 n 1 > 1 5 for n5. By a calculation, we have

P n ( t 0 )= 1 n 1 ( 2 n + 1 4 ( n 1 ) n ( t 0 t 0 n 1 ) ) <0.

Note that P n (0)=1, then there exists α( t 0 ,0) such that P n (α)=0. We can easily deduce from T n λ (x)=x that

λ=ϕ(t)= t 2 n 2 t n + 1 + 2 t 1 t 1 .

By the proof of Proposition 2 in [17], we know that ϕ(t) is monotone decreasing from ϕ(1)=2 to ϕ(0)=1 on (1,0). So we conclude that λ α < λ t 0 since q 2 is a parabolic fixed point of T n λ α by Lemma 4.

Put t = t 0 , we have

λ t 0 = ( t 0 n 1 ) ( t 0 n + 1 2 t 0 ) t 0 1 = ( 2 n 1 ) 2 ( n 1 ) ( 2 ( 2 n 1 ) 2 ( n 1 ) ( t + 1 ) ) = 3 2 ( ( 2 n 1 ) 2 4 ( n 1 ) 2 ( t + 1 ) ( 1 n 1 + 1 2 ) ) .

It can be proved that φ(n)= ( 1 4 n 5 2 ( n 2 1 ) ) n (n5) is monotone decreasing and it tends to 1 e 2 when n. It is obvious that t n = 1 2 ( n 1 ) < 1 e 2 for n5. Hence t n < ( 1 4 n 5 2 ( n 2 1 ) ) n , i.e., t < 2 n 2 4 n + 3 2 ( n 2 1 ) . By a calculation, we have

( 2 n 1 ) 2 4 ( n 1 ) 2 ( t + 1 ) ( 1 n 1 + 1 2 ) >0.

So λ t 0 < 3 2 and thus (7) is obvious.

Below we prove (8).

Take t 1 n = 2 3 , it is easy to see that t 1 (1,0.85) for n5. Furthermore, we have P n ( t 1 )<0. Note that P n (1)=3, there exists β(1, t 1 ) such that P n (β)=0. Because λ=ϕ(t)= t 2 n 2 t n + 1 + 2 t 1 t 1 is monotone decreasing from ϕ(1)=2 to ϕ(0)=1 on (1,0), it follows that λ β > λ t 1 . Hence

λ t 1 = ( t 1 n 1 ) ( t 1 n + 1 2 t 1 ) t 1 1 = 5 3 ( 1 3 2 t 1 ) 1 1 t 1 > 5 3 .

We get (8).

If λ(1, λ α ). By (5) and (7), we know q 1 >0. By the same discussion as used in the case n=3, we can deduce that A λ ( q 2 ) is completely invariant for λ(1, λ α ). This implies that J( T n λ )= A λ ( q 2 ) and thus J( T n λ ) contains no buried point.

If λ[ λ α , λ β ], it is easy to see that F( T n λ ) contains at most another k-periodic cycle except for A λ (1) and A λ (). By (3) and (4), we can deduce that k2 since q 2 is a repelling fixed point by Lemma 4 (in fact, the periodic Fatou components lie on both sides of q 2 ). Then T n λ 2 cannot contain a completely invariant Fatou component. This shows that J( T n λ ) contains buried points.

If λ( λ β ,2). By (5), q 1 <0. By (3), T n λ (0) A λ (). It shows that A λ ( q 2 ) is not completely invariant since it contains only one critical point z=1λ and deg( T n λ k | A λ ( q 2 ) )=2, and thus J( T n λ ) contains buried points. It completes the proof of Theorem 1.

4 Proof of Theorem 2

Note that the post-critical set P( T n λ ) R ¯ =R{}. By [17], the Julia set J( T n λ ) is connected for λ(1,2). By (3) and (4), we can prove that

A λ () R ¯ ={ q 1 , q 3 }and A λ (1) R ¯ = { q 3 , q 3 } .
(9)

In fact, let Γ be the circle centered at 1 1 2 λ with radius 1 2 λ. Then Γ passes through critical points 1, 1λ and ±i λ 1 , and T n λ (Γ)=[ ( 1 λ ) n ,1] Int ( Γ ) ¯ . We conclude that A λ () Int ( Γ ) ¯ = and A λ ()[1λ,1]=. For x( q 1 ,1λ), there exists a positive integer k such that T n λ k (x)(1λ, ( 1 λ ) n ]. This implies x A λ (). Hence A λ () R ¯ ={ q 1 , q 3 }.

Let Ω 0 be the component of C T n λ 1 ([,0]) containing 1. Then 1 1 2 λ Ω 0 and A λ (1) Ω 0 . Therefore A λ ( 1 ) ¯ [ q 1 , q 1 ]= and A λ (1) R ¯ ={ q 3 , q 3 }.

Obviously, T n λ 1 ( A λ ()) has only two components A λ () and D( λ 2 +1). By T n λ :RR( ( 1 λ ) n ,1) and D ( λ 2 + 1 ) ¯ R=[ q 1 , q 3 ]( ( 1 λ ) n ,1), we know that W ¯ R= for every component W of T n λ 1 (D( λ 2 +1)). Similarly, by (3) and (4), we can deduce that W ¯ R= for every component W of T n λ 1 ( A λ (1)) except for A λ (1). Hence the closures of all pull-backs of W and W are disjoint with since T n λ maps into R{}. By [17], we know that there exist at least two real numbers λ 1 , λ 2 (1,2) such that T n λ 1 and T n λ 2 are Feigenbaum-like maps. Obviously, T n λ 1 and T n λ 2 contain only two Fatou periodic domains A λ (1) and A λ (). By the above analysis and (4), we conclude that ( q 1 , q 1 ) lies in the Julia sets J( T n λ 1 ) and J( T n λ 2 ), and each point of this open interval does not belong to the boundaries of any Fatou components. This implies that ( q 1 , q 1 ) is a buried interval of J( T n λ 1 ) and J( T n λ 2 ) (in fact, by a calculation, there exists λ 0 (1,2) such that 1 λ 0 is strictly eventually periodic, then ( q 1 , q 1 ) is also a buried interval of J( T n λ 0 )). It completes the proof of Theorem 2.

5 Proof of Theorem 3

Obviously, T n 1 (z)= ( z 2 2 z 1 ) n . It has only four critical points 0, 1 2 , 1 and ∞. Let ϕ(z)= 1 z , then

S(z)= ϕ 1 T n 1 ϕ(z)= z n ( 2 z ) n

is a polynomial. Note that ϕ()=0, then the immediate basin A λ (0) containing z=0 of T n 1 is completely invariant. Below we prove (1) and (2) of Theorem 3.

  1. (1)

    If n is an even number. We consider the real fixed points of T n 1 , i.e., the set {xR| T n 1 (x)= ( x 2 2 x 1 ) n =x}. It is easy to see that T n λ (x) has no fixed point on (,0) since T n λ (x)0 for xR. By (2), T n 1 (x) is monotone increasing on (0, 1 2 ) from 0 to +∞. Note that T n 1 ( 1 2 )=+ and z=1 is an attracting fixed point, then there exists at least one fixed point α(0, 1 2 ) such that T n 1 (x)>x for x(0,α) and (0,α) A λ (0).

Next we claim that α is the unique fixed point in (0, 1 2 ).

Otherwise, if there exists another fixed point γ in (0, 1 2 ). Without loss of generality, we assume α<γ, then T n 1 (x)>x or T n 1 (x)<x on (α,γ). Note that T n 1 (x) is monotone increasing on (0, 1 2 ), then one of them (α or γ) is an attracting fixed point or a parabolic fixed point. Since T n 1 (0)=0, T n 1 ( 1 2 )=+, T n 1 (1)=1 and T n 1 ()=, then the immediate basin contains no critical point. But the Sullivan theorem [18] says that each immediate basin contains at least one critical point. It is a contradiction. Hence α is the unique fixed point on (0, 1 2 ). Similarly, we can deduce that there also exists a unique fixed point β in (1,+). Hence T n 1 has only four real fixed points 0, 1, α, β. α and β are two repelling fixed points.

Furthermore, by the monotonicity of T n 1 on (0, 1 2 ) and ( 1 2 ,1), we know that there exist only two points β 2 (α, 1 2 ) and β 1 ( 1 2 ,1) such that T n 1 ( β 2 )= T n 1 ( β 1 )=β. Set f(x)= T n 1 (x) β 2 . Note that f(α)<0 and f( β 2 )>0. By the monotonicity of f(x), we know that there exists a unique point β 3 (α, β 2 ) such that T n 1 ( β 3 )= β 2 . Proceeding like this, we can obtain a strictly monotone decreasing sequence { β m }(α,β), which satisfies T n 1 ( β m + 1 )= β m (m=2,3,). This implies #(J( T n 1 ) R + )= since β is a repelling fixed point.

  1. (2)

    If n>1 is an odd number. By Lemma 3, we know that T n 1 has only four fixed points q 1 <0, q 2 =0,1 and q 3 >1. By a similar discussion as used in (3) in Theorem 1, we can deduce that there exist only two points q 1 (0, 1 2 ) and q 3 ( 1 2 ,1) such that T n 1 ( q 1 )= q 1 and T n 1 ( q 3 )= q 3 . Furthermore, we can deduce that

    ( q 1 , q 1 ) A n 1 ( 0 ) , ( q 1 , q 3 ) A λ 1 ( ) , ( q 3 , q 3 ) A λ ( 1 ) , ( q 3 , + ) A λ ( ) .

Hence we get J( T n 1 ) R + ={ q 1 , q 3 , q 3 }, i.e., #(J( T n 1 ) R + )=3.

  1. (3)

    We know that T n γ has only one fixed point q(1,+). Obviously, q is a repelling fixed point and (q,+) A λ (). In what follows we distinguish two cases to discuss.

  2. (a)

    If n2 and λ=2. T n 2 (z)= ( z 2 + 1 2 z ) n , T n 2 has only six critical points ±1, ±i, 0, ∞ and T n 2 (±1)=1, T n 2 (±i)=0, T n 2 (0)=, T n 2 ()=. Considering the real fixed points of T n 2 , T n 2 (x) has no fixed point on (,0). Note that T n λ (x) is monotone decreasing on (0,1) from +∞ to 1, then T n λ (x) has no fixed point on (0,1).

Note that T n λ (x) is monotone decreasing on (0,1) from +∞ to 1, then there exists a unique point q 1 (0,1) such that T n 2 ( q 1 )=q. By Lemma 5, [0, q 1 )D( λ 2 +1) and ( q 1 ,q) A λ (1). We get J( T n 2 ) R + ={ q 1 ,q}, i.e., #(J( T n 2 ) R + )=2.

  1. (b)

    If n>2 and λ(2,2+ 1 2 n 1 1 ). By a similar discussion as (6) in Theorem 1, we can easily deduce that T n λ 2 (0)> T n λ (0). Then T n λ (0)>1. We conclude T n λ (0)>q since T n λ (x)<x for x(1,q). By (2), T n λ (x) is monotone decreasing on (0,1). Then there exists a unique point q 1 (0,1) such that T n 1 ( q 1 )=q. Note that q 1 (0,1), then J( T n λ ) R + ={ q 1 ,q}, i.e., #(J( T n λ ) R + )=2.

  2. (4)

    We also distinguish two cases to discuss.

  3. (c)

    If n=2 and λ=3. We know that T 23 has a unique repelling point x 0 =4 on (1,+). It is easy to see that T 23 (x)<x for x(1,4) and T 23 (x)>x for x(4,+). Note that T 23 (0)=4 and T 23 (x) is monotone decreasing for x(0,1), then T 23 (x)(1,4) for x(0,1). Then (0,4) A λ (1) and (4,+) A λ (). We get J( T 23 ) R + ={ x 0 }, i.e., #(J( T 23 ) R + )=1.

  4. (d)

    If n>2 and λ(2+ 1 2 n 1 1 ,+). By a similar discussion as (6) in Theorem 1, we also get T n λ 2 (0)< T n λ (0). Hence T n λ (0)(1,q) since T n λ (0)>1. Note that T n λ (x) is monotone decreasing for x[0,1), then T n λ (x)(1,q) for x[0,1). This means [0,q) A λ (1). We obtain J( T n λ ) R + ={q}, i.e., #(J( T n λ ) R + )=1. The proof of Theorem 3 is completed.

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Acknowledgements

The author would like to thank the referees for their valuable suggestions for improving this paper. This work was supported by the National Natural Science Foundation of China (No. 11371363, 11231009, 11261002, 11201474) and the Special Basic Scientific Research Funds of Central Universities in China.

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Gao, J. On buried points and phase transition points in the Julia sets concerning renormalization transformation. Adv Differ Equ 2014, 239 (2014). https://doi.org/10.1186/1687-1847-2014-239

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