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Multiple periodic solutions for a class of second-order neutral functional differential equations
Advances in Difference Equations volume 2017, Article number: 23 (2017)
Abstract
In this paper we consider a class of second-order neutral functional differential equations. Under certain conditions, we establish the existence of multiple periodic solutions by means of \(Z_{2}\) group index theory and variational methods. The main result is also illustrated with an example.
1 Introduction
In this paper we consider a class of second-order neutral functional differential equations described by
where \(p\in C^{1}([0,\tau],\mathbb{R}^{+}), q\in C([0,\tau],\mathbb {R}^{+}) \) and they are Ï„-periodic. \(f\in C(\mathbb {R}^{2(s+1)},\mathbb{R})\), \(\lambda\in\mathbb{R}\), and \(\tau>0\). k and s are given positive integers with \(k>s\). A function \(u\in C^{1}(\mathbb{R},\mathbb{R})\) is a solution of system (1.1) if the function u satisfies (1.1).
The necessity to study delay differential equations is due to the fact that these equations are useful mathematical tools in modeling many real processes and phenomena studied in economics, biology, electronics, optimal control, mechanics, medicine, etc. [1, 2].
In recent years many researchers have focused on the existence of periodic solutions of delay differential equations; see, for example, [3–5]. Several available approaches to tackle the existence of periodic solutions for delay differential equations include the dual Lyapunov method, the Fourier analysis method, fixed point theory, and the coincidence degree theory [6–9]. Recently, some researchers have studied the existence of periodic solutions for delay differential equations via variational methods [10–12].
When \(p(t)=q(t)=1\) and \(s=1\), system (1.1) reduces to the following equation:
In [12], Shu and Xu obtained the following result.
Theorem A
Assume that the following conditions are satisfied.
- (H1):
-
\(\frac{\partial f(t,u_{1},u_{2},u_{3})}{\partial t} \neq0\).
- (H2):
-
There exists a function \(F(t,u_{1},u_{2})\in C^{1}(\mathbb {R}^{3},\mathbb{R})\) such that
$$\begin{aligned} \frac{\partial F(t,u_{1},u_{2})}{\partial u_{2}}+\frac {\partial F(t,u_{2},u_{3})}{\partial u_{2}}=f(t,u_{1},u_{2},u_{3}). \end{aligned}$$ - (H3):
-
\(F(t,u_{1},u_{2})\) is Ï„-periodic in t.
- (H4):
-
F satisfies \(F(t,-u_{1},-u_{2})= F(t,u_{1},u_{2})\) and \(f(t,-u_{1},-u_{2},-u_{3})= -f(t,u_{1},u_{2},u_{3})\).
- (H5):
-
\(F(t,u_{1},u_{2})=0\) if and only if \((u_{1},u_{2})=0, \forall t\in [0,\tau] \).
- (H6):
-
\(\lim_{\vert u\vert \rightarrow0}\frac{F(t,u_{1},u_{2})}{\vert u\vert ^{2}}=1\), where \(\vert u\vert =(\vert u_{1}\vert ^{2}+\vert u_{2}\vert ^{2})^{\frac{1}{2}},t\in[0,\tau]\).
- (H7):
-
There exists a constant \(\alpha>0\) such that when \(\vert u_{1}\vert ^{2}+\vert u_{2}\vert ^{2}>\alpha^{2}\), \(F(t,u_{1},u_{2})<0, t\in[0,\tau]\).
Moreover, if there exists an integer \(m>0\) such that λ satisfies
then the system
possesses at least 2m non-zero solutions with the period \(2k\tau\).
Remark 1.1
Based on our analysis, (1.2) should be replaced by
Compared to system (1.3), the neutral functional differential system (1.1) admits four control parameters \(p, q, \lambda, s\). We aim to derive conditions in terms of these four control parameters for the existence and multiplicity of periodic solutions of a class of second-order neutral functional differential equation (1.1).
Our approach is based on the \(Z_{2}\) group index theory and some techniques of mathematical analysis. We remark that the \(Z_{2}\) group index theory and the variational method have also been employed to prove the existence of multiple periodic solutions of mixed type differential equations in [12]. When (1.1) reduces to the special case, see system (1.3), we obtain a more accurate result (see Remark 1.1). Moreover, our result generalizes the existence result obtained in [12] as the equation considered in [12] is a special case of our system (1.1) with \(p(t)=q(t)=s=1\).
To prove our main result, we first make the following assumptions.
- (H1):
-
\(\frac{\partial f(t,u_{1},u_{2},\ldots,u_{2s+1})}{\partial t} \neq0\).
- (H2):
-
There exists a function \(F(t,u_{1},u_{2},\ldots,u_{s+1})\in C^{1}(\mathbb{R}^{s+2},\mathbb{R})\) such that
$$\begin{aligned} &\frac{\partial F(t,u_{1},u_{2},\ldots,u_{s+1})}{\partial u_{s+1}}+\frac{\partial F(t,u_{2},\ldots,u_{s+1}, u_{s+2})}{\partial u_{s+1}} \\ &\quad{}+\cdots+\frac{\partial F(t,u_{s+1},u_{s+2},\ldots ,u_{2s+1})}{\partial u_{s+1}}=f(t,u_{1},u_{2}, \ldots,u_{2s+1}). \end{aligned}$$ - (H3):
-
\(F(t,u_{1},u_{2},\ldots,u_{s+1})\) is Ï„-periodic in t.
- (H4):
-
F satisfies
$$\begin{aligned} F(t,-u_{1},-u_{2},\ldots,-u_{s+1})= F(t,u_{1},u_{2},\ldots,u_{s+1}) \end{aligned}$$and
$$\begin{aligned} f(t,-u_{1},-u_{2},\ldots,-u_{2s+1})= -f(t,u_{1},u_{2},\ldots ,u_{2s+1}). \end{aligned}$$ - (H5):
-
\(F(t,u_{1},u_{2},\ldots,u_{s+1})=0\) if and only if \((u_{1},u_{2},\ldots,u_{s+1})=0, \forall t\in[0,\tau] \).
- (H6):
-
\(\lim_{\vert u\vert \rightarrow0}\frac{F(t,u_{1},u_{2},\ldots ,u_{s+1})}{\vert u\vert ^{2}}=1\), where \(\vert u\vert =(\vert u_{1}\vert ^{2}+\cdots+\vert u_{s+1}\vert ^{2})^{\frac {1}{2}},t\in[0,\tau]\).
- (H7):
-
There exists a constant \(\alpha>0\) such that \(F(t,u_{1},u_{2},\ldots,u_{s+1})<0\) for \(t\in[0,\tau]\) when \(\vert u_{1}\vert ^{2}+\cdots+\vert u_{s+1}\vert ^{2}>\alpha^{2}\).
Note that system (1.1) is equivalent to the following system:
The rest of this paper is organized as follows. In Section 2, we present some preliminaries, which will be used to prove our main results. In Section 3 we state and prove our main results. Finally, we provide one example to illustrate the applicability of our results.
2 Some preliminaries
Let
Then \(H^{1}_{2k\tau}\) is a separable and reflexive Banach space and the inner product
induces the norm
We introduce the following notations. Denote
Define a functional φ as
Then φ is Fréchet differentiable at any \(u\in H^{1}_{2k\tau }\). For any \(v\in H^{1}_{2k\tau}\), by a simple calculation, we have
From (H3), \(p(t)\in C^{1}([0,\tau],\mathbb{R}^{+}) \), \(q(t)\in C([0,\tau ],\mathbb{R}^{+})\), and their periodicity, we have
Therefore, the corresponding Euler equation of functional φ is
Note that system (1.4) is equivalent of system (2.2). Hence, critical points of the functional φ are classical \(2k\tau\)-periodic solutions of system (1.1).
Definition 2.1
[13]. Let E be a real reflexive Banach space, and
Define \(\gamma: \Sigma\rightarrow\mathbb{Z}^{+}\cup\{+\infty\}\) as follows:
Then we say γ is the genus of Σ.
Denote \(i_{1}(\varphi)=\lim_{a\rightarrow-0}\gamma(\varphi_{a})\) and \(i_{2}(\varphi)=\lim_{a\rightarrow-\infty}\gamma(\varphi _{a})\) where \(\varphi_{a}=\{u\in E|\varphi(u)\leq a\}\).
Lemma 2.2
[14]
Let E be a real Banach space, \(\varphi\in C^{1}(E,\mathbb{R})\) with φ even functional and satisfying the Palais-Smale (PS) condition. Suppose \(\varphi(0)=0\) and
-
(i)
if there exist an m-dimensional subspace X of E and a constant \(r>0\) such that
$$ \sup_{u\in X\cap B_{r}}\varphi(u)< 0, $$(2.4)where \(B_{r}\) is an open ball of radius r in E centered at 0, then we have \(i_{1}(\varphi)\geq m\);
-
(ii)
if there exists a j-dimensional subspace V of E such that
$$ \inf_{u\in V^{\bot}}\varphi(u)>-\infty, $$(2.5)then we have \(i_{2}(\varphi)\leq j\).
Moreover, if \(m\geq j\), then φ possesses at least \(2(m-j)\) distinct critical points.
3 Main result
In this section, we state and prove our main result. Set \(P=\max_{t\in[0,\tau]}p(t)\), \(Q=\max_{t\in[0,\tau]}q(t)\).
Theorem 3.1
Assume that (H1)-(H7) are satisfied. If there exists an integer \(m>0\) such that λ satisfies
then system (1.1) admits at least 2m non-zero solutions with the period \(2k\tau\).
Proof
We apply Lemma 2.2 to finish the proof. Under the assumptions (H4), it is easy to see that if function u is a solution of the system (1.1), then the function −u is also a solution of the system (1.1). Therefore, the solutions of the system (1.1) are a set which is symmetric with respect to the origin in \(H^{1}_{2k\tau}\). It follows directly from (2.1) and (H5) that φ is even in u and \(\varphi(0)=0\). The rest of the proof is divided into three steps.
Step 1: We show that the functional φ satisfies the assumption (ii) of Lemma 2.2.
It follows from (H7) that there exists a constant \(M>0\) such that
where \(\Omega=[0,\tau]\times[-\alpha,\alpha]\times[-\alpha ,\alpha]\times\cdots\times[-\alpha,\alpha]\). Combining (2.1) and (3.2), we get
which implies that φ is bounded from below. By the condition (ii) of Lemma 2.2, we have \(i_{2}(\varphi)=0\).
Step 2: We show that the functional φ satisfies PS condition.
For any given sequence \(\{u_{n}\}\in H^{1}_{2k\tau}\) such that \(\{\varphi (u_{n})\}\) is bounded and \(\lim_{n\rightarrow\infty}\varphi'(u_{n})=0\), there exists a constant \(C_{1}\) such that
where \((H^{1}_{2k\tau})^{*}\) is the dual space of \(H_{2k\tau}^{1}\).
Therefore, we have
It follows that \(\Vert u_{n}\Vert _{H_{2k\tau}^{1}}\) is bounded.
Since \(H_{2k\tau}^{1}\) is a reflexive Banach space, we can pick \(\{u_{n}\} \) be a weakly convergent sequence to u in \(H_{2k\tau}^{1}\) and \(\{u_{n}\} \) converges uniformly to u in \(C[0,2k\tau]\). So, we have
Therefore, by (3.4), we have \(\Vert u_{n}-u\Vert _{H_{2k\tau}^{1}}\to0\). Hence the functional φ satisfies the PS condition.
Step 3: We show that the functional φ satisfies the assumption (i) of Lemma 2.2.
Let \(\beta_{j}(t)=\frac{k\tau}{j\pi}\sin\frac{j\pi}{\kappa \tau}t,j=1,2,\ldots,m\). By calculation, we obtain
and
Define the m-dimensional linear subspace as follows:
It is clear to see that \(E_{m}\) is a symmetric set. Take \(r>0\), when \(u(t)\in E_{m}\cap S_{r}\), where \(S_{r}\) denotes the boundary of \(B_{r}\), \(u(t)\) has an expansion \(u(t)=\sum_{j=1}^{m}b_{j}\beta_{j}(t)\), and
By (H6), for given ε with \(0<\varepsilon<\frac{\lambda m^{2}}{2(s+1) k^{2} \tau^{2}} (\frac{2(s+1) k^{2} \tau^{2}}{m^{2}}-\frac {P\pi^{2}+Q k^{2}\tau^{2}}{\lambda} )\), there exists \(\delta>0\) such that when \((\vert u(t)\vert ^{2}+\cdots+\vert u(t-s\tau)\vert ^{2})^{\frac {1}{2}}<\delta\), we have
Combining (2.1), (3.5), and (3.6), when \(u(t)\in E_{m}\cap S_{r}\), we have
Therefore \(i_{1}(\varphi)\geq m\). Consequently, system (1.1) admits at least 2m non-zero \(2k\tau\)-periodic solutions. □
Next we provide an example to illustrate the applicability of our result.
Example 3.2
Consider (1.1) with \(s=2\), \(p(t)=q(t)=(2+\sin\frac{2\pi t}{\tau})\),
and
It is easy to verify that \(f, F\) satisfy the assumptions of Theorem 3.1. Therefore system (1.1) admits at least 2m non-zero solutions with the period \(2k\tau\). Note \(u=0\) is also a solution of system (1.1).
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Acknowledgements
This work was partially supported by Hunan Provincial Natural Science Foundation of China (No: 2016JJ6122), National Natural Science Foundation of P.R. China (No: 11661037 and 11471109), and Jishou University Doctor Science Foundation (No: jsdxxcfxbskyxm201504).
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Luo, Z., Xie, J. Multiple periodic solutions for a class of second-order neutral functional differential equations. Adv Differ Equ 2017, 23 (2017). https://doi.org/10.1186/s13662-016-1064-3
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DOI: https://doi.org/10.1186/s13662-016-1064-3
Keywords
- neutral functional differential equations
- \(Z_{2}\) group index theory
- periodic solution